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Job Opportunity

Advertising Compliance Specialist

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Job Location: Concord, NH
Job ID: 14-1245-2

Part Time : No

Description

About The Company

Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions. With a strong focus on four core business areas - life insurance, annuities, retirement plan services, and group protection - our business is built around supporting, preserving, and enhancing our customer's lifestyles and providing better retirement outcomes. Led by over 9,000 employees, Lincoln Financial provides the tools and advice to help individuals take charge of their futures.

The Role

As an Advertising Compliance Specialist, you will work with other compliance professionals, regulators, field supervisors, broker-dealer operations as well as other corporate departments. This position is in the Advertising Compliance Group of Lincoln Financial Group’s Enterprise Compliance team.

Responsibilities

· Review posts and responses from social media outlets from both retail and wholesale representatives

· Proactively provide guidance on effective compliance and marketing strategies for marketing with social media within financial advisory space

· Develop relationships with industry contacts for social media processes and procedures within the financial services space

· Develop strategies for managing online marketing library content

· Prepare response to material based on firm interpretation of applicable regulations in a timely manner

· Prepare presentations and written communications to staff and field related to material

· Provide compliance support to business leaders.

· Review and promote the Lincoln Enterprise’s Social Media initiatives.

· Support field audits of broker dealer activities

· Prepare, maintain & update internal databases, reports and exceptions using multiple resources related to firm and representative-specific communications

· Maximize existing reporting resources and develop additional resources, as regulatory and business needs require.

· Review websites and other electronic media materials to support business and transition initiatives

· Respond to home office initiatives and research best practices related to sales literature review

· Remain informed of regulatory developments and assist in the implementation of policies and procedures in response to such developments

Requirements

Education

· Undergraduate Degree or 4+ years of comparable work experience

· FINRA Series 7, 24 required or obtained within first six months of hire. FINRA Series 65/66 required within first year

Experience

· At least 1-3 years of securities operations and/or compliance experience

· Experience with advertising review preferred

· Working knowledge of Microsoft Office (Word, Excel, Access)

· In-depth knowledge of securities products and regulation with emphasis on load mutual funds, variable insurance products, advisory programs and brokerage accounts.

· Self-motivated and documented record of project ownership

· Strong organizational skills, attention to detail

· Proven skill in building strong relationships with field partners and business units

· Commitment to proper compliance documentation

Requisition ID : 14-1245


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Lincoln Financial Group is an Equal Opportunity Employer.

Lincoln is an Equal Opportunity employer and, as such, is committed in policy and practice to recruit, hire, compensate, train and promote, in all job classifications, without regard to race, color, religion, sex (including pregnancy), age, national origin, disability, sexual orientation, gender identity and expression, veterans status, or genetic information. Applicants are evaluated on the basis of job qualifications.

If you are a person with a disability that impedes your ability to express your interest for a position through our online application process, or require TTY/TDD assistance, contact us by calling 260-455-2558.

The mention of any specific securities or life insurance product on this site, in any Webcast or press release, is presented for informational purposes only. This site and the information contained herein does not constitute an offer or a solicitation of an offer for the purchase of any securities or insurance product. An offer for securities can be made by prospectus only. Depending on the securities or insurance product mentioned, it may be issued by The Lincoln National Life Insurance Company, Fort Wayne, IN; Lincoln Life & Annuity Company of New York, Syracuse, NY; or other LFG companies and offered through broker/dealers with effective selling agreements. All companies mentioned herein are affiliated companies of Lincoln Financial Group. Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. Each affiliate is separately responsible for its own financial and contractual obligations.
LCN 201212-2075049

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