Consultant, AML Compliance

Date: Nov 22, 2022

Primary Location: Radnor, PA, US

Company: Lincoln Financial

 

Alternate Locations: Work from Home

 

Work Arrangement: Work from Home

 

Relocation assistance:: is not available for this opportunity.

 

Pay Range: $63,100 - $137,900 

 

Bonus Potential:  5% 

 

Requisition #: 70800

 

 

The Role at a Glance:

In this position you will consult/analyze and deliver on more complex assignments/projects for your assigned area(s) of responsibility. You are responsible for analyzing more complex risks and mitigation techniques. The position conducts and documents investigations of suspicious incident referrals (SIRs). In addition, you are responsible for producing written work product documenting investigative steps and reporting suspicious activities to government authorities. You will also act as a resource to applicable internal/external stakeholders.

What you'll be doing:

  • Participates in projects designed to analyze AML and anti-fraud laws and regulations and assesses whether business units across the Lincoln enterprise have policies and procedures in place to comply with such laws and regulations.
  • Identifies money laundering and fraud risks, analyzes the internal controls that mitigate those risks, and develops a risk assessment to identify any risk gaps for which additional controls are needed.
  • Drafts fraud alerts and newsletters to communicate new money laundering and fraud trends to applicable business units.
  • Designs and disseminates AML and anti-fraud training to business units across the Lincoln enterprise.
  • Records and monitors suspicious incident referrals received from multiple sources.
  • Conducts investigations of suspicious conduct by Financial Professionals and report findings to the applicable distribution channel management.
  • Assesses the fraud and anti-money laundering risks associated with the reported suspicious incident.
  • Prepares clear and concise written work product, including investigation documentation and Suspicious Activity Reports and State Fraud Reports.
  • Files and logs mandatory Suspicious Activity Reports and State Fraud Reports independently.
  • Create, review and maintain database/spreadsheets for metrics and be proactive in the enhancement of the AML Policies and Procedures.
  • Monitors transactional data to identify suspicious activities.
  • Monitors accounts and transactions vis-à-vis government watch lists.
  • Ensures integrity and preservation of all work documentation, and provide information in response to suspicious incidents, regulatory and internal requests.

What we’re looking for:

Must-haves:

  • 3 - 5+ Years experience within the insurance or financial services industry.
  • 4 Year/Bachelor's degree or equivalent work experience (4 years of experience in lieu of Bachelor's) 
  • Ability to use various technology platforms in connection with carrying out duties.
  • Knowledge of Lincoln Administrative Systems, e.g., LifeComm, Vantage, AWD, CMOD, CSA, LifeWriter, Caesar, etc.

Nice-to-have:

  • CAMS certification
  • Exhibits high degree of flexibility while able to adjust to shifting priorities and be a team player.
  • Strong problem solving and system troubleshooting abilities.
  • Computer skills: Microsoft Office Suite (Word, Excel, PowerPoint & Outlook)

 

*180 Days Certifications/Licensures: (Series License-7 for positions that primarily support Lincoln Financial Network)

What’s it like to work here?

At Lincoln Financial Group, we love what we do. We make meaningful contributions each and every day to empower our customers to take charge of their lives. Working alongside dedicated and talented colleagues, we build fulfilling careers and stronger communities through a company that values our unique perspectives, insights and contributions and invests in programs that empower each of us to take charge of our own future.

 

What’s in it for YOU:

  • A clearly defined career framework to help you successfully manage your career

  • Leadership development and virtual training opportunities

  • PTO/parental leave

  • Competitive 401K and employee benefits

  • Free financial counseling, health coaching and employee assistance program

  • Tuition assistance program

  • A leadership team that prioritizes your health and well-being; offering a remote work environment and flexible work hybrid situations

  • Effective productivity/technology tools and training

 

Work Arrangement

Work from Home : Employees will work from home and are not required to work in a Lincoln office on a regular basis.

 

Lincoln will evaluate the following when setting the successful candidate's wage rate:
•    Prior work or industry experience.
•    Education level to the extent education is relevant to the position.
•    Unique skills

 

About The Company

Lincoln Financial Group, a Fortune 200 company with over 10,000 employees, provides advice and solutions that help empower Americans to take charge of their financial lives with confidence. Our core business areas — Life Insurance, Annuities, Retirement Plan Services and Group Protection — focus on supporting, preserving and enhancing over 17 million customer’s lifestyles and retirement outcomes.

Headquartered in Radnor, Pennsylvania, Lincoln Financial Group is the marketing name for Lincoln National Corporation (NYSE: LNC) and its affiliates. The company had $324 billion in end-of-period account values as of June 30, 2021.

Ranked one of the Best Large Employers in America and Best Employers for Women by Forbes magazine as well as one of Newsweek’s Most Responsible Companies, Lincoln Financial Group makes a serious investment in our employees’ futures through a broad range of wealth accumulation and protection plans, health and wellness programs, and career development resources designed to help each individual reach their personal and professional goals.

 

Lincoln is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. 

 

Lincoln Financial Group is a committed corporate citizen included on major sustainability indices including the Dow Jones Sustainability Index North America and FTSE4Good. Dedicated to diversity and inclusion, we earned perfect 100 percent scores on the Corporate Equality Index and the Disability Equality Index. Follow us on Facebook, Twitter, LinkedIn, and Instagram. Sign up for email alerts at http://newsroom.lfg.com

 

Be Aware of Fraudulent Recruiting Activities

If you are interested in a career at Lincoln, we encourage you to review our current openings and apply on our website. Lincoln values the privacy and security of every applicant and urges all applicants to diligently protect their sensitive personal information from scams targeting job seekers. These scams can take many forms including fake employment applications, bogus interviews and falsified offer letters.

Lincoln will not ask applicants to provide their social security numbers, date of birth, bank account information or other sensitive information in job applications. Additionally, our recruiters do not communicate with applicants through free e-mail accounts (Gmail, Yahoo, Hotmail) or conduct interviews utilizing video chat rooms. We will never ask applicants to provide payment during the hiring process or extend an offer without conducting a phone, live video or in-person interview.  Please contact Lincoln's fraud team at fraudhotline@lfg.com if you encounter a recruiter or see a job opportunity that seems suspicious.

 

Additional Information

This position may be subject to Lincoln’s Political Contribution Policy.  An offer of employment may be contingent upon disclosing to Lincoln the details of certain political contributions. Lincoln may decline to extend an offer or terminate employment for this role if it determines political contributions made could have an adverse impact on Lincoln’s current or future business interests, misrepresentations were made, or for failure to fully disclose applicable political contributions and or fundraising activities.

 

Any unsolicited resumes/candidate profiles submitted through our web site or to personal e-mail accounts of employees of Lincoln Financial Group are considered property of Lincoln Financial Group and are not subject to payment of agency fees.

 

Lincoln Financial Group (“LFG”) is an Equal Opportunity employer and, as such, is committed in policy and practice to recruit, hire, compensate, train and promote, in all job classifications, without regard to race, color, religion, sex (including pregnancy), age, national origin, disability, sexual orientation, gender identity and expression, Veteran status, or genetic information.  Applicants are evaluated on the basis of job qualifications.  If you are a person with a disability that impedes your ability to express your interest for a position through our online application process, or require TTY/TDD assistance, contact us by calling 260-455-2558.

 

This Employer Participates in E-Verify. See the E-Verify notices.

Este Empleador Participa en E-Verify. Ver el E-Verify avisos. 


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